CECourse

District of Columbia Investment Adviser (IAR) CE category requirements

How the 12 CE hours every 1 year breaks down by category for investment adviser representative (iar)s in District of Columbia, sourced from the official board.

Share:XFacebookLinkedIn
12CE hours every 1 yearVerify with board

Required categories

Ethics and Professional Responsibility (6 hours per year; at least 3 hours covering ethics)
6h
Products and Practices (6 hours per year)
6h

Based on the NASAA Model Rule on Investment Adviser Representative Continuing Education (adopted by NASAA membership November 2020). The District of Columbia Department of Insurance, Securities and Banking (DISB) adopted the model rule, effective for the 2023 calendar year (compliance effective January 1, 2023). Applies to every investment adviser representative registered in the District of Columbia, for both state-registered and federally covered investment advisers. 12 credits per calendar year: 6 credits of Products and Practices and 6 credits of Ethics and Professional Responsibility (at least 3 of the 6 ethics credits must cover ethics content; credits cannot be carried forward and the same course cannot be counted twice).

Official source: District of Columbia Department of Insurance, Securities and Banking (DISB) — NASAA IAR CE Model Rule adoption

Related

⚠️Board rules change. Verify every figure against the official source before relying on it.

Track every category.

Upload certificates and CECourse sorts the credits into these categories for your District of Columbia investment adviser (iar) license — free.

Track my CE free

CE categories — other professions in District of Columbia

Investment Adviser (IAR) CE categories — other states