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Rhode Island Investment Adviser (IAR) CE category requirements

How the 12 CE hours every 1 year breaks down by category for investment adviser representative (iar)s in Rhode Island, sourced from the official board.

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12CE hours every 1 yearVerify with board

Required categories

Ethics and Professional Responsibility (6 hours per year)
6h
Products and Practices (6 hours per year)
6h

Based on the NASAA Model Rule on Investment Adviser Representative Continuing Education (adopted by NASAA membership November 2020). Rhode Island adopted the model rule; IAR CE compliance effective January 1, 2025. Applies to every investment adviser representative registered in Rhode Island, for both state-registered and federally covered investment advisers. 12 credits per calendar year: 6 credits of Products and Practices and 6 credits of Ethics and Professional Responsibility (credits cannot be carried forward and the same course cannot be counted twice).

Official source: NASAA — Investment Adviser Representative Continuing Education (IAR CE)

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⚠️Board rules change. Verify every figure against the official source before relying on it.

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CE categories — other professions in Rhode Island

Investment Adviser (IAR) CE categories — other states