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Kentucky Investment Adviser (IAR) license renewal deadline

When investment adviser representative (iar) licenses come due in Kentucky, sourced from the official board.

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December 31Verify with board

Every 1 year

Board wording: Annual requirement: 12 credits must be completed each calendar year and reported by December 31.

How this deadline works

Deadline type
Fixed calendar date
Renewal cycle
Every 1 year
Reporting
Courses must be taken from NASAA-approved IAR CE providers; completions are reported to FINRA (NASAA's CE reporting vendor) and tracked by the IAR in FINRA's Financial Professional Gateway (FinPro).

Official source: NASAA — Investment Adviser Representative Continuing Education (IAR CE)

Don't get caught short

⚠️Board rules change. Verify every figure against the official source before relying on it.

Never miss this deadline.

Track your Kentucky investment adviser (iar) renewal free — upload certificates, get reminded at 90 / 60 / 30 / 7 days out.

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Renewal deadlines — other professions in Kentucky

Investment Adviser (IAR) renewal deadlines — other states